VP - Regulatory Risk & Control - Bank

A Global Investment Bank is currently hiring for a VP - Regulatory Risk & Control role, to be based in Mumbai.

Job Role:

- The Regulatory Risk and Control Lead will provide independent oversight over the status of the control environment for the India operations.

- Monitor and understand Regulatory updates/changes, assess impact and implement.

- Monitor Regulatory incidents & address root cause

- Oversee Regulatory audits/inspections

- Controls oversight of efficiency strategy from a regulatory perspective

- Strengthen relationships with Compliance & Regulators of AP regions

- Identify and monitor regional/global Operations Regulatory control themes

Candidate Profile:
- Highly commercial and “in tune” with the business. Balances the needs of the business group and the firm with aggressive regulatory programmes and timetables.

- Experience of working in a complex matrix management environment

- Experience in delivering high quality independent control assessments, with a significant proportion of their career spent within the financial services sector

- Detailed understanding of the APAC regulatory landscape, with areas of expertise in one of more countries/locations

- Exposure to regulators and experience in regulatory interactions.

- Understanding of risk and control discipline.

Interested candidates please send across your updated profile to poojapagnis@teamlease.com

Pooja Pagnis
Senior Manager
TeamLease Services (P) Ltd.