VP - Legal & Compliance - Investment Bank

We have an Urgent requirement with a leading Investment Bank.

For your convenience, please find below the details of the requirement.

VP -Legal & Compliance

Desired Profile:

- Advice and Counsel CoE personnel / businesses on application of Clients policies and procedures and of relevant Indian law/regulations.

- Working knowledge of the Indian regulatory framework and SEBI and RBI regulations is essential. Familiarity with the financial services industry and offshoring services provided from India to global financial institutions will be an advantage.

- Perform supervisory review of work done by CoE team, ensuring alerts are escalated, analyzed, and cleared properly in a timely manner, documentation of rationale and proper record keeping. Review regulatory and compliance aspects of CoE related initiative

- Assist in compliance review of issues related to the migration of processes and functions to the COE.

- Assist in responding to any regulatory inquiries and hands on knowledge of SEZ/ STPI /DoT regulations are essential.

Desired Qualifications:

- University degree - specialization in finance or banking would be an asset

- At least 10 to 15 years of relevant experience

- Very good understanding of the complexity of financial products and services and front office lingo. Understanding of banking industry and its regulatory environment.

- Analytical, attention to details, be able to spot and document irregular trends and patterns. Methodical and detailed in documentation and follow through on issues and cases.

- Disciplined and systematic in review approach and record retention

- Excellent Microsoft Office skills, including Excel, Word and

About our Client : Our Client is one of the world's leading Banks.

Beena Gupta
Enigma Executive Search