VP - Compliance/Legal & CS - LLB - BFSI

Job Specifications :

- Overseeing Corporate Secretarial activities and ensuring the secretarial compliances in the AMC

- Handling work relating to the board and committee meetings

- Member of various committees viz. Investment review committee, Risk Review Committee, Valuation Committee and Prevention of Anti Money Laundering Committee

- Advice business on various compliance queries including franchise risk.

- Ensuring implementation of new regulatory requirements of capital market intermediaries

- Coordinating and facilitating for various Audits and reviewing the status of the actions points arising out of these audits

- Effective oversight to ensure that the periodical reports are filed with Regulatory authorities

- Responsible for managing the regulatory relationship

Experience / Qualifications :

- Law and CS degree with atleast 8-10 years experience in AMC

Monika