Vice President - RBI Compliance (NBFC)
Roles and Responsibilities :
- Identify and mitigate compliance risks.
- Implement regulatory (RBI) directions in line with applicable norms, and conduct sufficient testing and reporting of results.
- Ensure timely implementation of applicable regulatory circular norms, compliance policy mandates, and preparation of MIS and other reports.
- Provide advisory support to management and other departments.
- Implement and enforce policies, processes, and procedures in line with regulatory and internal compliance requirements.
- Follow up and close Regulatory/Supervisory and internal audit findings within defined timelines.
- Work towards reducing compliance risk incidents and ensuring adherence to ethical standards and best industry practices.
Minimum Qualifications :- Professionally Qualified (LL.B/CA/CS)
Minimum Experience :- Minimum 7-18 years of experience in NBFC (highest priority) or Banking compliance functions.