Vice President - Operations Audit - BFS

Vice President - Operations Audit

Experience : 11 to 15 years

Location : Mumbai

CA/ MBA with 11+ years of experience, primarily in leading

Internal Audits in the Banking and Financial Services Industry (preferably Capital Markets related),

Role & Responsibilities :

- Leading internal audits of Capital Markets business processes within Divisions such as Operations and Global Markets with limited or no guidance.

- Identifying risks, control gaps, thematic issues, etc and communicating to Senior Management in an efficacious manner.

- Effectively managing the entire audit process from planning and fieldwork till report issuance and issue validation.

- Identifying and escalating potential risks in a timely and efficacious manner, and advising remediation measures where required.

- Independently performing risk assessments and monitoring performance and developments on a continual basis, and to provide incisive inputs into formulation of the Audit plan

- Strong Exposure into Investment Banking Domain is must.

- Have a reasonable understanding of related topics like Compliance, Information Security, Business Continuity, and IT Risk.