Posted By
Posted in
Banking & Finance
Job Code
1290409
Vice President - Inspection and Audit
Requirements:
- CFA / CA / CS / Post Graduate
- 15-20 years relevant experience
- In-depth knowledge of the functioning of the Exchanges and various Regulatory & compliance requirements
Responsibilities:
- Selection of Members for Inspection
- Timely Completion of all on-site Inspections as per selection list
- Completion of post inspection cases
- Compliance with Regulatory requirements
- Improving engagement at internal stakeholder level
- Carrying out Member's training
- Ensuring Employee training and development Managing of team
- Interacting with Regulator and prompt response to their queries
- Managing System Development for various requirements including Enhanced Supervision and Inspection related applications
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Posted By
Posted in
Banking & Finance
Job Code
1290409