For a leading Indian Investment Bank/Merchant Bank, looking for Equity Capital lead/ VP - Person to be well versed with SEBI laws, compliances, IPO Main Board regulations, workings in Indian Market. - Drafting, vetting and Due Diligence of offer documents as per SEBI Regulations. Ensure compliance with regulatory requirements and internal policies. - Liaison with SEBI & Stock exchange not only for filing documents but also to get clearance & approvals. - The candidate will be responsible for providing compliance coverage to the Firm's ECM business, IPO Right Issues, take overs, Buy Backs, De-listings etc - Work closely with the investment banking team, legal, and other relevant departments to ensure seamless end to end deal execution. - Identify regulatory trends and developments, advising business staff as to how this may affect their current activities and work with supervisors to implement any required changes to current policy / practice. - Well versed & networked with market participants such as Lawyers, Registrar, Bankers, Printers, Advertising and IR firms. Desired Profile : - Education : LLB/CS/ CFA with good experience min 6-7 years in Indian Equity Capital market compliances, due diligence, execution and processing. - Ability to make, support and defend difficult and complex regulatory/compliance decisions in a fast-paced and high-pressured environment.

Mumbai

Vice President - Equity Capital - CS/LLB 

Job Description for Vice President - Equity Capital - CS/LLB  in The Growth Partners (TGP) in  Mumbai for (6-7) years of experience. Apply Now!