Vice President/Assistant Vice President - Regulatory Reporting Assurance - Investment Banking

We have an opening for VP & AVP - Regulatory Reporting Assurance with IB based in Gurgaon 

You will be responsible for :

- Supporting regulatory reporting teams by providing independent assurance to the control framework implemented on the regulatory processes.

- Identifying gaps in the control framework, proposing recommendations and assisting regulatory reporting teams to implement proposed recommendations to mitigate risks identified.

- Supporting the global team leads in their quarterly sign off process.

- Scope of control framework assessment includes:

 Manual processes - Ensuring controls are adequately designed and performed to mitigate the risks of errors, recommending tactical and strategic solutions

Data - Ensuring regulatory reporting team is receiving appropriate and fit to use data from upstream data sources. Liaising with data team and data providers to increase data quality.

 Systems - Ensuring systems used in regulatory reporting are delivering expected results. Codes build, configurations done are updated on timely basis as expected. Liaising with the systems team and technology team.

Prudential requirements - Assessing the documentation of assumptions and interpretations and the processes of applying the correct regulatory treatment in the reporting forms.

- Enhancing the risk culture in the teams

- Assist Head of GFS Reg Reporting with managing incidents and actions resulting from these

- Supporting teams to plan and prepare for BCP

- Supporting teams to implement new policies

- Identifying areas for process improvement / efficiency, and drive process enhancements

- Managing senior stakeholders' expectations and provide timely updates on issues/ escalations.

- Leading and coaching your team, particularly on aspects of financial control, regulatory compliance and attention to detail.

To be successful in this role you will have:

- Postgraduate/ professional accounting qualification, such as M.Com. MBA Finance, CA, CPA.

- Minimum 10 years post qualification experience in audit and/or operational risk preferably within an accounting or financial services environment at senior level and should have led the audit team. Experience in operational Risk, Internal or External Audit in a financial institution or financial services firm.

- Strong adherence to timelines and attention to details.

- Knowledge and experience of banking regulatory reporting (preferable).

- Proven technical and analytical skills, experience in IT audit backed by attention to detail and sound judgement.

- Flexibility, tenacity and the ability to maintain enthusiasm on long-running or complex process re-design initiatives

- Good interpersonal skills to build relationships with senior management, regulatory reporting team and Risk Management teams. This will require interaction with personnel across all levels of experience and seniority.

- Ability to motivate, influence and gain commitment at all levels of the organization

- Clear, concise written and verbal communications kills

- Strong numerical and abstract reasoning skills

- A high degree of comfort in dealing with information technology and a strong MS Office Skills.

If you find it suitable or if you have any reference for this position, Kindly share CV with Below detail : 

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Team Leader
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