Unity Small Finance Bank - Lead - Compliance - Digital Hub

Job Title: Lead Compliance - Digital Hub

Location: Unity Small Finance Bank's Digital Hub in India

Reporting to: Head Digital Hub

Job Purpose :

The Lead Compliance role at Unity Small Finance Bank's Digital Hub in India is responsible for ensuring the institution's compliance with all statutory and regulatory requirements related to banking and financial services. The role is instrumental in ensuring that all activities within the Digital Hub are carried out within the legal and regulatory framework, and that sound business practices are followed to protect the Bank's reputation and financial integrity.

Key Responsibilities :

- Provide advice and guidance to Digital Hub teams on all compliance and regulatory matters affecting the Bank's activities in the Fintech space.

- Develop, implement and maintain an effective Compliance Management framework to ensure that risks are identified, assessed and mitigated in alignment with relevant regulatory requirements.

- Monitor changes in regulatory requirements, assess the impact on the Bank's operations, and ensure that Digital Hub teams are informed of any necessary changes and/or actions required.

- Develop and implement training programs for Digital Hub staff on regulatory and compliance matters, including anti-money laundering, countering the financing of terrorism, data protection, and other relevant compliance matters.

- Primary point of contact with regulators and external stakeholders on compliance-related matters, supported by the Bank's legal team.

- Work proactively with Company Secretarial, Legal, Internal Audit, and Risk Management teams to ensure consistent compliance standards and processes across the Bank.

Requirements:

- A minimum of 8 years experience in compliance, preferably in the banking or financial services sector.

- A Bachelor's or Master's degree in Law, Commerce, or related areas.

- Experience in a Fintech collaboration space would be highly desirable.

- Sound knowledge and understanding of financial regulations, labor laws, and compliance frameworks.

- Excellent communication, interpersonal and stakeholder management skills.

- Demonstrable leadership and people management skills.

- Ability to prioritize, manage multiple tasks and work to deadlines.

- Knowledge of Implementing Digital Partnerships , knowledge of Digital Lending Guidelines, Implementing KYC for Digital journey and knowledge of Compliance for Digital Journey

- Ability to prioritize, manage multiple tasks and work to deadlines.

This role provides an excellent opportunity for an experienced compliance professional to join a leading and innovative organization in the financial services sector as they embark on a new growth phase in the Fintech space.