Who are we?
Unifi Capital is a 22-year-old investment management firm managing assets over INR 20,000 Cr on behalf of ~10,000 clients across PMS, AIF, and GIFT platforms
Unifi's remarkable performance record over 2 decades is marked by each fund consistently outperforming respective benchmarks over the years. A strong in-house research team and high levels of service, supported by continuity in relationships is Unifi's promise to its clients
Key Responsibilities:
Policy and Procedure Development:
- Playing an active role in Developing and implementing policies, procedures, and controls to mitigate compliance risks.
Regulatory Compliance
- Collaborating with internal stakeholders to address compliance issues and implement best practices.
- Identify areas for enhancement, and monitor changes in SEBI regulations. Provide inputs to Compliance Head and proactively address emerging compliance issues.
- Collaborate with internal departments, including legal, risk management, and operations, to address compliance-related matters. Implement corrective actions as necessary.
- Provide compliance training and guidance to employees to enhance awareness and understanding of regulatory requirements.
Legal matters
- Providing internal legal advice and guidance on a wide range of regulatory and legal matters.
- Reviewing and drafting contracts with careful consideration of legal and regulatory risks.
Requirements:
- Bachelor's degree in law from a Tier-1 college, or Chartered Accountant (CA), or other professional qualifications.
- 4 to 6 years of relevant work experience, preferably in the financial services sector.
- Strong understanding of regulatory requirements and legal frameworks applicable to the industry.
- Excellent analytical, problem-solving, and communication skills.
- Ability to work independently and collaboratively in a fast-paced environment.
- Detail-oriented with a commitment to accuracy and quality.
Why Join Us:
- Opportunity to work with a dynamic team in a growing industry.
- Competitive salary and benefits package
- Professional development and growth opportunities.
- A culture that values diversity, inclusion, and innovation
If you meet the above requirements and are eager to make a meaningful impact, we would love to hear from you! Apply now by uploading your resume and a cover letter outlining your relevant experience and motivation for joining Unifi.
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