Trade Surveillance Role - Investment Bank

Responsibilities:

- Act as an SME and conduct training sessions on process-related topics.

- Handle allocation and process queries as a backup for the team manager.

- Conduct training for new joiners and act as a buddy to them.

- Monitor trading activity and perform trade surveillance for potential compliance issues.

- Analyze trading data and investigate compliance issues, documenting findings.

- Work with global compliance teams on regulatory reports and initiatives.

- Maintain compliance records and reduce aging scenarios, interacting with Line of Business compliance teams.

Requirements:

- Post Graduate in any field.

- 6-8 years of experience in Trade Surveillance or capital markets operations.

- Strong product knowledge in capital markets, including Fixed income products/Derivatives.

- Excellent English communication skills.

- Experience in Pre-trade/Post-trade/Real-Time Surveillance.

- Strong analytical, interpersonal, organizational, and time management skills.

- Experience with SMARTS/Actimize and Excel.

- Ability to work in IST 12:30 PM to 09:30 PM.

- Certifications in NCFM will be an added advantage.