Team Member- Legal, Secretarial & Compliance_Mutual Fund
JOB DESCRIPTION:
- Provide assistance in legal matters and in ensuring compliance with SEBI (Alternative Investment Fund) Regulations and SEBI (Portfolio Management Services) Regulations.
- Provide legal assistance in reviewing documentation for structured debt deals and unlisted equity transaction
- Assist in legal matters including drafting and negotiation of legal agreements, correspondence, and other relevant documents
- Assisting in convening board and shareholders' meetings and ensuring compliance with company law requirements.
- Advising business on legal and secretarial matters
- Support the organisations responsibilities under various Anti Money Laundering laws, rules and regulations
- Preparation and review of various regulatory reports / submissions, internal processes / policies and other documents and ensuring compliance with internal and external regulatory framework.
- Assisting in the Internal Audit / SEBI Inspection related matters
- To Update policy(ies) and manuals and ensure relevant compliances
- Provide assistance in ensuring specified compliances of SEBI (Mutual Fund) Regulations,
- Other responsibilities that may be assigned.
What makes you a Great Fit? - C.A. / C.S. / LLB
- 2-10 years of total experience
- Experience in the AIF and / or Mutual Fund industry in secretarial, legal and compliance activities will be added advantage
- Ability to work within stringent timelines
- Good communication and interpersonal skills