Posted By

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Sejal

Director at Arin Consultancy Pvt. Ltd.

Last Login: 27 August 2024

Job Views:  
167
Applications:  51
Recruiter Actions:  16

Posted in

Legal

Job Code

1403870

Team Member - Legal/Secretarial & Compliance

3 - 5 Years.Mumbai
Posted 4 months ago
Posted 4 months ago

Roles and Responsibilities:

- Provide assistance in legal matters and in ensuring compliance with SEBI (Alternative Investment Fund) Regulations and SEBI (Portfolio Management Services) Regulations.

- Provide legal assistance in reviewing documentation for structured debt deals and unlisted equity transaction

- Assist in legal matters including drafting and negotiation of legal agreements, correspondence, and other relevant documents

- Assisting in convening board and shareholders' meetings and ensuring compliance with company law requirements.

- Advising business on legal and secretarial matters

- Support the organisations responsibilities under various Anti Money Laundering laws, rules and regulations

- Preparation and review of various regulatory reports / submissions, internal processes / policies and other documents and ensuring compliance with internal and external regulatory framework.

- Assisting in the Internal Audit / SEBI Inspection related matters

- To Update policy(ies) and manuals and ensure relevant compliances

- Provide assistance in ensuring specified compliances of SEBI (Mutual Fund) Regulations,

- Other responsibilities that may be assigned.

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Posted By

user_img

Sejal

Director at Arin Consultancy Pvt. Ltd.

Last Login: 27 August 2024

Job Views:  
167
Applications:  51
Recruiter Actions:  16

Posted in

Legal

Job Code

1403870

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