Team Member - Internal Audit - BFSI

1. Execute audits in line with testing plans/ checklist. Gather required data, check processes and documents and identify non-compliance with process and regulatory lapses therein.

2. Evaluate the internal control over assigned areas of audit, to ensure compliance with company policies and procedures and regulations. Identify any non-compliance for reporting as discussion points with auditee.

3. Map business processes and conduct analysis to determine associated risks.

4. Executing analytics/trend analysis by collating data from various sources for the consumption of the audit team.

5. Investigate and perform root cause analysis on Risk Events.

6. Ongoing monitoring and management of co-sourced firm.

7. Adherence and enhancement of Internal Audit working standards (including document standards)

8. Management and quality of the deliverables of co sourced firms for the audit assignment

9. Finalise draft audit observations along with assessment of risks involved and to provide inputs for incorporation in the draft audit report.