Team Manager - SOX - Financial Services - CA/CISA

SOX Team Manager

Years of exp : 5+

Shift : UK (mostly) or US

Work Location : Bangalore

Mode : 1 week WFO, 3 week WFH

Qualifications Required :

For SOX Audit - CA Mandatory

For SOX ITGC - CISA certified Mandatory

Technical Knowledge and Experience :

For SOX Audit :

- Plan implement, coordinate, and execute all phases of SOX testing compliance process (including leading walkthroughs, identifying/validating key controls, developing testing procedures, execute and document testing, reporting results to management).

- Manage updates to process documentation and control matrices for existing SOX processes and assist in the preparation and review of documentation for new processes.

- Perform reviews over SOX deliverables (including testing support and process documentation) of junior resources to ensure work paper documentation standards are consistent with quality expectation.

Technical Knowledge and Experience :

For SOX ITGC :

- Working knowledge on IT General Controls (ITGC) and IT Automated Controls (ITAC) including detailed testing on Logical Access, Change Management, Backup & Restoration, and Incident Management.

- Experience in validating Test of Design (TOD) and Test of Effectiveness (TOE).

- Basic understanding of professional audit standards, COSO, SOX, and risk assessment practices.