Team Leader - Internal Audit - Wholesale Business & Group Function - CA - NBFC

Hiring Team Leader in Internal Audit for Wholesale Business & Group Functions of a leading NBFC in Mumbai

Job Details :

Planning BUSINESS LINE LEVEL :

At a business line level : Evaluate the internal control over all operations, to ensure compliance with regulations, ethics, management strategy, procedures and risk limits and to ensure quality of accounting and financial information. Identify any non-compliance and bring them to the notice of the Management

SBU LEVEL :

1.Standardise methodologies for the audit of functional areas

2.Identify areas and framework for utilisation of audit analytics for SBUs

3. Schedule audits in line with the audit calendar and propose resource mobilisations

ASSIGNMENT LEVEL :

1. Ensure alignment of audit scope, objective and approach for assigned audits to the annual risk assessment.

2. Ensure by effectiveness and efficiency of test plans/ approaches by driving the use of analytics.

Execution :

Audit Execution :

Drive implementation of the Audit Plan

Deliverables Management:

Finalise Reports and Audit Comittee Presentation

Co-sourced Firms:

Evaluate ongoing performance and assignment specific performance of the co-sourced firms.

Communication :

- Communicate to the Management the results of the above audits, agree on the findings and explain the implications and recommendation. Obtain management responses to the recommendations in the form of concrete action plans and follow up on their implementation.

- Support for Internal Audit Committee and other functional reporting presentations for sections within his perimeter.

Training development:

- Train & Develop people with respect to methodolgies and working practices

Skill sets :

- Professional degree in Chartered Accountancy (at least up to Intermediate level)

- 8-10 years experience in a audit firm/ corporate, with exposure either in Internal Audit or in Sarbanes Oxley regulations

Desirable :

- Chartered Accountant (CA)

- Certified Internal Auditor (CIA)

- Certified Information Systems Auditor (CISA),

- Certified Fraud Examiner (CFE)

- FRM