Team Leader - Compliance - NBFC

Team Leader - Compliance - Leading NBFC in Mumbai

Assisting in monitoring and overseeing day to day compliances to RBI- NBFCs guidelines as applicable to Loan Company/ Asset Finance Company/ Infrastructure Finance Company/ Core Investment Company

- Liaison with RBI for observing compliance requirements.

- Responsible for Compliance Manuals/ SOPs, implementation and monitoring of the same.

- Coordination with other departments for audits, regulatory inspection.

- Updating management on recent developments in the industry including regulatory changes.

- Advising other departments on various regulatory issues.

- Support vetting of legal agreements/ contracts from the compliance stand point.

- Assisting in undertaking compliance verification of processes/ regulations to understand the limitation, if any.

- Filing with regulatory authorities (RBI). These may be event based or periodical.

- Responsibility for setting and meeting KPIs of the department

- Responsibility for the budget, staffing and smooth functioning of the department including meeting the internal SLA deadlines and external regulatory compliances (RBI).

- Responsibility for guiding the management in meeting external compliances with due consideration to peculiarities of organizational structure and business offerings.

- Responsibility for providing regulatory support to Treasury Department in fund mobilisation programmes with a view to optimize the cost of capital.