SVP - Corporate Risk & Compliance - Wholesale/Corporate Banking Business

Discipline - Banking

Subsector - Compliance & Regulatory

Location - Mumbai

About our Client: Our client is a global MNC Bank with significant growth plans, they are embarking on the next stage of the development of their Global Shared Service Centre based out in Mumbai. They are looking for a seasoned risk & compliance professional who would be responsible for creating a strong control & compliance framework for their Wholesale & Corporate Banking business.

Job Description : Working as a SVP - Compliance Officer, you would be part of the corporate compliance group. This group was recently created to maintain a compliance framework to mitigate regulatory risk impacting global functions and enterprise wide regulations.

Your key responsibilities shall include:

- Implementing the compliance program framework relating particularly with regards to key enterprise regulations and key regulatory risks

- Providing advisory support to global stakeholders in mitigating regulatory risks in their respective areas (Operations &Technology, Finance, HR)

- Supporting the effective implementation of controls necessary to mitigate the regulatory risks

- Working closely with the regional lead and the compliance team to drive the mission, objectives and key initiatives stipulated within this function

- Providing support to ensure the fulfillment of the groups mission, be it with respect to Key Enterprise Regulations, Key Regulatory Risks and all other interaction with the global functions supported by the group

- Providing a framework to ensure applicable laws and regulations are adhered to whilst mitigating compliance risks within global functions (including enterprise wide regulations like Reg W/ Data Privacy guidelines/ Outsourcing etc.)

- Advise Global Functions on key regulatory risks affecting them and provide support to design the necessary controls for complying with Key Enterprise Regulations and manage Key Regulatory Risks as they relate to the Compliance function.

The Successful Candidate:

- Strong industry experience of at least 12 years, with a solid background in Compliance, Risk or Control with extensive experience of working in the banking & financial services industry

- Good experience of creating / strengthening the risk & compliance framework for a bank with experience / exposure to the Wholesale & Corporate Banking domain

- Experience of working/supporting global functions such as Finance, HR, Risk, Operations & Technology from a risk & compliance perspective is extremely critical

- Solid understanding of the regulatory environment & policies in the financial sector

- Good background in project and stakeholder management across a range of business and countries along with effective interpersonal, management, and organizational skills

What's on Offer: An opportunity to be a part of a growing MNC banking setup based in Mumbai. It offers excellent employee friendly work culture and global exposure along with high level of Independence in your work.

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