Sumitomo Mitsui Banking Corporation - Senior Analyst - Internal Audit

Senior Analyst - Internal Audit - Corporate Banking

Purpose of the position:

- Responsible for handling Compliance Testing and Monitoring of the India Branches.

- This role is for experienced candidate in Compliance department responsible for handling compliance testing and monitoring as per RBI guidelines covering different RBI circulars.

- The concerned staff should have good understanding of the overall compliance functions applicable for Foreign Banks in India.

- The candidate should also have relevant experiences and knowledge of the emerging compliance issues including local as well as international compliances, laws and regulations.

Job Responsibilities:

- Conduct Compliance testing and monitoring as per Head Office and RBI guidelines (including submission of Tranche data).

- Submit the report to Management and Local Management Committee.

- Carry out Compliance Risk Assessment and Compliance Action Plan on annual basis.

- Follow up with the Heads of the Department to ensure closure and rectification of the Compliance Observations.

Knowledge, Skills, Experience & Qualifications:

- Knowledge: Understanding of Compliance Functions of FIs (preferably foreign Banks)

- Skills: Compliance, Staff having experience in Internal Audit of the banks (preferably foreign banks).

- Experience: 5-10 years of relevant experience

- Qualification: Bachelors / Masters in relevant fields. Professional degrees /diploma preferred.