Startup Analyst - Process - BFS

Defining Processes

- Resolving process query from ground teams

- Prepare process notes at suitable frequency. This would also include KYC Circulars / FAQ's / delegation matrix

- Obtaining feedback on the existing processes and improvising the existing process

- Maintain repository of all processes and policies

- Incorporate sales team feedback to improve processes

- Customer communication for any process related change

- One-point contact for various requirements

- Coordinate with central compliance for exception approvals /clarifications required

- Work with product team on identifying identifiers for regulatory reporting

- Support & guide all CPU's & WBO's on queries concerning documentation / process

- Incorporate sales team feedback to improve processes

- Implementation of KYC / Re KYC and AML

- Conduct training for ground team and RPMs

Compliance - Ensure appropriate & timely responses on queries that may be raised by Regulator / Regulatory by coordination with various stake holders

- Provide support for projects for any specific compliance drive such as ReKYC, AML etc.

- Ensure process supportfor observations raised by audit team/ compliance testing

- Preparing global mailers for any compliance changes

Educational Qualifications (examples listed below)

Key Skills

- Post-Graduation - Detailed understanding of non-individual compliance/process requirements

- Strong Analytical Skills

- Banking Product & Process Knowledge

- Strong oral and written Communication

- Disciplined working style to follow-up aggressively and close the loop