Sr Manager/AVP - RBI Compliance - Banking

About Our Client:

Our client is a large MNC Financial Services firm with significant growth plans for the India region, our client is embarking on the next stage of the development of their Global Shared Service Centre based out of Delhi NCR.

Job Description:

You shall be part of the Internal Audit & Compliance function for India and the main responsibilities of the role shall include:

- Promote And Disseminate Compliance Information, Encourage Behaviors that integrate Compliance Values Into Business Practices And Continually Reinforce Personal Responsibility For Compliance To All Staff Implement Policies And Procedures To Achieve Compliance At Levels Consistent With Company Standards.

- Develop And Revise Local Business Procedures In Line With Relevant Company Policies And Local Requirements Develop Compliance Training Program For The Market And Ensure Training Program Executed.

- Develop Relevant Compliance Training Materials And Assist Management In Promoting Staff Awareness Of Compliance Requirements, In Partnership With The Designated Compliance Champions And Training Department As Appropriate And Ensure Available Resources To Support Execution.

- Ensure Compliance-Training Programs Are Updated As Required, Attendance Is Tracked Accordingly And That All Employees Are Scheduled For Appropriate Training As Required.

- Utilize Available Tools (E.G. Self -Monitoring Reports) To Evaluate The Compliance Program And To Determine Its Effectiveness And Devise Solutions For New Legal And Regulatory Developments.

- Review And Monitor (Leveraging On Subject Matter Experts And/Or Other Professional, As Appropriate) Local Market's Blue Box Business Activities to Assess Adherence To Compliance Standards And Report Deficiencies (Gaps Reporting) To Management For Corrective Actions.

- Maintain Central File Of All Legal Entity Line Of Business Compliance Manuals, Policies, Local Legal Inventory, And Central List Of All Governing Status, Regulation, Policies And Other Material Related To Respective Compliance Program.

- Participate Where Necessary (Manage, Develop, Motivate And Implement) In Annual Goal Setting, PMP Processes And Talent Assessments For Local Market's Compliance Program Elements. Participate In the Local Market Mid-Year And Year-End Compliance Goal Evaluation Process And Effectively Support The Business In The Setting And Accomplishment Of The Compliance Goals As Well As Follow Up With Goal Owners / Stakeholders / Dependant Groups.

The Successful Applicant:

- CA/MBA with 8+ years of compliance experience in a banking setup with solid understanding of Indian regulations along with excellent exposure to RBI guidelines

- Proven knowledge and understanding of compliance function and regulatory requirements underlying Central Compliance controls, such as regulations on anti-bribery and corruption, licensing and registration, personal account dealing

- Extensive experience of dealing with RBI

- Ability to confront conflict and difficult issues in a professional, assertive and proactive manner while remaining sensitive to business needs

- Capable of representing and enforcing compliance with regulations with personnel at all levels of seniority

- Comfortable delivering difficult messages to the business in a positive way

- Ability to lead complex projects Self starter with the ability to meet or exceed expectations, meet deadlines, prioritize work, multi-task and maintain flexibility in fast-paced, changing environment

What's On Offer:

Lead a team of highly qualified individuals, in a role that promises excellent remuneration, fast track growth and global career prospects.