Posted By
Posted in
Banking & Finance
Job Code
1272237
- To ensure regulatory risk is managed, guidelines complied with and that Business initiatives/practise/process and related activities comply with applicable rules and regulations.
- To assist in Reviewing and interpreting regulatory guidelines and advising Branch Banking Business.
- Knowledge of Regulatory risk/Ops Risk.
- Driving compliance culture and standards
- Implementation of regulatory requirements.
- Managing regulatory requirements for products/process/policy.
- Managing efficient relationship with Regulator/s.
- Risk based decision and assessment of various initiatives/Products.
- Be trusted Advisor for Business and other stakeholders.
- Identifying, escalation and mitigation of regulatory/Compliance risk
- Continuous upskilling and learning for managing ever changing complex Regulatory/Compliance requirements
- Support Branch Banking as Compliance Advisor for all Regulatory requirements.
- Support product approval and governance within regulatory framework for Branch Business.
- Participate and Present compliance inputs in forums as deputed by Compliance Head.
- Managing stakeholder's expectation within the governance/compliance framework.
- Support other team members in discharging compliance agenda
- Assist in the managing RBI Inspection and resolution of regulatory issues.
- Ensure best practices are adopted and guidelines complied with and that all activities comply with applicable, rules and regulation.
- Liaise with the Regulators and establish a cordial rapport.
- Share know-how and experience with other the compliance team members and elsewhere within the compliance and legal function, including participation in any global practice groups relevant to role and expertise.
- Supporting any assessment/scrutiny required for driving compliance culture/objective.
- Knowledge of Liabilities and Branch Banking Business.
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Posted By
Posted in
Banking & Finance
Job Code
1272237