Senior Vice President - SOX Audit - CA/CPA - Investment Banking

One our leading Investment banking clients in Gurgaon is looking Sr. VP role who has strong work experience in SOX Audit.

Designation : Sr, VP (Sup)

Experience : 18+ Years

Qualification : CA / CPA

Span of Control : 100 - 150

Location : Gurgaon

Job Details :

- The individual should be Chartered Accountant or CPA designation / Master's degree or equivalent in Accounting and/or Finance and have 18+ years of financial statement audit (or equivalent) experience with a strong background in internal controls. Experience with SOX compliance and knowledge of legal, regulatory and industry requirements is required

- This role will also oversee the Global Reconciliation Governance (GRG) function ensuring compliance with the Corporate Account Reconciliation Policy in Balance Sheet Reconciliations. Additionally this leadership role will ensure appropriate routines for Quality Assurance (QA) and Operational Risk Management (ORM) in the Finance teams.

Role Priorities :

- Assist in managing the overall SOX process including financial statement risk assessment, scoping, process and control identification, documentation, as well as deficiency assessment and reporting

- Work with the Global SOX Program Office in developing a proactive control monitoring and change management program and also strengthen existing GRC system and process capabilities to support SOX assessment and reporting

- Enhance deficiency management framework, including completeness and timeliness of enterprise-wide SOX issue identification and assessment

- Partner closely with controls / compliance team within the different business units globally as well as internal and external auditors

- Prepare reports/presentations on the status of the compliance process for stakeholders including, but not limited to, process owners, senior management, executive management (CAO, CFO, CEO), Deficiency Evaluation Council, Disclosure Committee, and Audit Committee

- Strengthen enterprise-wide compliance program with SOX requirements surrounding third party vendors

- Train new or existing process and control owners on SOX compliance processes, including preparation for testing performed by Corporate Audit

- Stay current on new technical literature applicable to the internal control process (e.g., PCAOB guidance, SEC, etc.)

- Manage governance functions regarding GL account ownership and reconciliations, towards compliance with the Corporate Account Reconciliation Policy in Balance Sheet Reconciliations.

- Ensure appropriate routines for Quality Assurance (QA) and Operational Risk Management (ORM) in the Finance teams.