Senior Vice President/Manager - Regulatory Audit - Investment Banking

We have an opening with leading IB based in MUMBAI .

Please find below

Job Description :

- The role involves close liaison with the global risk management audit teams to ensure appropriate understanding, access to and the correct application of the IA methodology. In this role you will be partnering with the Risk Internal Audit teams globally, while working as part of Global Quality Assurance team responsible for the following functional/product areas:

- Credit Risk - Consumer and Wholesale

- Market Risk

- Operational Risk

- Model Risk

- Capital Planning

- Data Quality and Governance

Qualifications and Competencies:

- Candidates should have 8-10 years of diversified management experience, ideally including experience in audit or a related field

- First-hand audit experience of risk management in a top tier investment bank covering one or more of credit, market, operational risk management, treasury, or trading. Some knowledge of equity, fixed income and derivative products including modeling, data analysis and quantitative methods would be helpful

- First-hand audit experience of capital planning. Primarily CCAR and DFAST but exposure to ICAAP in an international context would be valuable

- Experience of working independently, using initiative and maintaining a strong delivery profile

- Experience of working with international teams and of people management/development

- Must have a thorough knowledge of operations and control systems as well as an understanding of best-in-class audit methodologies

- Must be proficient in risk and control analysis and audit concepts for a full range of products and specialized areas and will be skilled at analyzing root causes of problems and anticipating - horizon- issues

- Related certifications (FRM, CFA, CISA, ACA, ACMA, CPA, CFA, Sigma 6 or CIA) are a plus

- Candidates must have effective negotiation skills, a proactive and 'no surprises' approach in communicating issues and strength in sustaining independent views. Strong presentation, relationship management and partnering skills are essential

- This individual must be an articulate and effective communicator, both orally and in writing, with an energetic, charismatic and approachable style. Candidates must have effective persuasion skills, the ability to work effectively at the highest levels of the organization, and will display highly effective networking and influencing skills. This person will be comfortable acting as an agent for positive change with agility and flexibility

- The Quality Assurance SVP must be a strong, energetic individual with a proven track record in managing high-performance teams

- Experience in Metric Stream is a plus

- English language skills must

- Reports to Risk QAD, Global Quality Assurance, United States with a matrix reporting line to QAD APAC

Tejashree Waradkar
Team Leader
Dir No: +91 22 66848503

Mob No .8454843560