Posted By
Posted in
Banking & Finance
Job Code
1414889
Roles & responsibilities:
- Oversee and manage the compliance of the NBFC (ND-SI) that is into capital market activities of dealing in securities, with limited lending.
- Proactively advise the leadership team on potential compliance related risks and risk mitigation strategies.
- Establish and implement the compliance policy, identification, and monitoring of the compliance risk across the organisation.
- Ensuring the timely response/ interactions thereof to the RBI onsite and offsite inspection and be the central coordinator.
- Recommend and institutionalize best governance policies and practices.
- Interact with the board of directors and audit committee.
- Review and ensure submission of various regulatory filings are on time and accurate.
- Submit to the Board/Audit Committee, the status of compliance with respect to the regulatory requirements and to assist them to make an informed judgment on whether the NBFC is managing its compliance risk.
- Monit or regulatory changes, assess impact on business, provide comments on consultative papers and act as a Nodal point of contact between the Company and the Reserve Bank of India (RBI) and to be a participant to the consultations or other regular discussions with
- Ensure that the policies, as are applicable to NBFCs are framed, approved, and regularly reviewed.
- Facilitate establishing an audit program for the NBFC.
- Drafting and Review of commercial agreement.
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Posted By
Posted in
Banking & Finance
Job Code
1414889