Senior Manager - SOX - BFSI

Qualifiers :

- Minimum 8 years experience in internal controls and / or financial statement audit (or equivalent). Big 4 / financial services industry experience preferred

- Chartered Accountant or CPA designation / Master's degree or equivalent in Accounting and/or Finance

- Experience with evaluation of control design and operating effectiveness

- Experience with US Regulatory Reporting and financial product level source documents (e.g. loan and securities documents) will be an added advantage

- Strong understanding of SEC and PCAOB requirements as well as COSO Integrated Framework of Internal Control

- Self-motivated, operates with a sense of urgency and strong attention to detail

- Strong oral and written communication skills

- Ability to engage/ collaborate with management at various levels and work effectively in a matrix environment

Responsibilities :

- Review / supervise transaction testing on US Regulatory Reports

- Drive the overall SOX process including financial statement risk assessment, scoping, process and control identification, documentation, testing as well as deficiency assessment and reporting

- Enhance deficiency management framework, including completeness and timeliness of enterprise-wide SOX issue identification and assessment

- Strengthen the enterprise-wide compliance program with SOX requirements surrounding third party vendors

- Partner closely with controls / compliance team within the different business units globally as well as internal and external auditors

- Stay current on new technical literature applicable to the internal control process (e.g., PCAOB guidance, SEC, etc.) and Regulatory reporting

- Enhance SOX training and create streamlined executive level modules. Train new or existing process and control owners on SOX compliance processes