Senior Manager - RTA/Branch Operations - Asset Management Firm

Work Experience (highlight):

- 3+ years' experience in the Mutual Fund Industry

- Knowledge of SEBI and AMFI regulations applicable to asset management industry.

Core Purpose of the Role:

- Execution of Commercials and Non-commercial transactions by investor / distributor on timely basis.

- Allotment of units on timely basis.

- Proper calculation of brokerages and timely payment of the same.

- Monitoring Investor Service/ transaction service & distributor service Mail & reply

- Implementation of SEBI / AMFI circulars with RTA

- Closely co-ordination of RTA related to transactions.

- Resolving investor grievance / complaints on timely basis.

- Co-ordination with branches.

- Maintenance of time stamp machines of all branches

- Co-ordination of channel partner / exchange for smooth processing of transactions.

- Agreement with Channel Partner/RIA.

- Updating of website / online portal due to any regulatory changes.

- Preparing Ad-hoc reports based on internal / Top management requirement.

- Ensure proper transactions process during NFO period.

- Managing Audit (Internal / statutory)

Skills:

- Knowledge of SEBI / AMFI regulation.

- Knowledge of capital and derivative market.

- Good in MS-excel.

- Good communication and interpersonal skills.