Senior Manager - Principal Officer - CA

Key Technical Requirements :

- CA, with minimum least 5 years in related activities in the securities market or financial products including in a portfolio manager, broker dealer, investment advisor, wealth manager, research analyst or fund management.

- Knowledge of Finance / Accounting would be preferred.

- Proficient in MS Excel, PowerPoint

Key Responsibilities :

- Lead compliance for all provisions of the SEBI Act, AIF Regulations/FEMA/IFSC regulations and circulars.

- Responsible for a Gift City operation and its compliances on day to day working.

- Responsible for coordinating with for all regulatory reporting and compliances in a timely manner by taking assistance from legal, accounting and compliance teams.

- Responsible for managing investors queries on regular basis related to compliance.

- Flag issues proactively and ability to foresee outcomes keeping in mind the operational risk framework in line with the legal parlance.

- Creating efficient controls for reconciliations, Risk and compliance management and review and daily / periodical MIS and daily operations management.

- Developing and maintaining partnership with incubators, accelerators, Angel Network, Micro VC etc, running outreach program, Meeting, Evaluating, Coaching, Mentoring and developing founders and support startups eco-system.

- Representing senior management and driving the organizational culture and values among the employee base.