Senior Manager/Manager - Legal & Compliance - BFSI - LLB + CS

Position: Sr. Manager/Manager - Legal & Compliance

Job Location: Pune

Preferred Industry: NBFC/Financial Services

Job Profile:

- Statutory returns/records with Registrar of Companies, RBI, Stock Exchange & SEBI.

- Compliances of corporate governance and other clauses of the Securities and Exchange Board of India.

- Compliances of NBFC Company as per RBI Guidelines.

- Prevention of Money Laundering and Credit Bureau guidelines.

- Drafting and vetting of letters, NOCs, undertakings, agreements, recovery letters, petitions, appeal etc. in compliance with all regulatory statutes.

- Drafting and vetting of various agreements with vendors, stakeholders and internal notes.

- Due diligence of loan files of borrowers;

- Co-ordination with lawyers and internal team on case to case basis.

- Conduct legal research and prepare gist or checklist based on various laws.

- Prepare MIS on cases on time to time basis

- Assisting in preparation of policies and procedures to ensure legal compliance and implementation of the same.

- Well versed with Insolvency and Bankruptcy Code, Negotiable Instrument Act, Arbitration and Conciliation Act, Settlement and Payment Act and Contract Law.

Qualification/Competency:

- LLB + CS

- Ability to understand documents with respect to title, assess risks, drafting of documents.

- Candidate should have strong drafting, reporting, research, legal administration, analytical skills.

- Require basic computer skills.

- Candidate should have good knowledge of Companies Act & allied legislations & other statutory laws applicable to NBFC and public limited company (finance industry)