Senior Manager - Investment Compliance - Financial Firm

Job Description - This role is expected to bring strong governance, process improvement and management oversight to deliver globally consistent and best in class compliance support.

Client Details :

Our client is one of the largest Global Financial Organisations. They operate in more than 30+ locations and with $650+ billion in total assets, their clients range from central banks, sovereign wealth funds, large corporate, financial institutions, insurers and wealth managers, to private individuals.

Description :

- You will be working closely with the Global Investment Compliance (GIC) teams globally. You will be playing a key role and be responsible for leading the broader Investment Compliance team

- You will be providing on-site guidance and management oversight for work performed across the GIC teams in India.

- You will provide hands-on oversight and guidance to the team in ensuring that all applicable regulatory and/or IMA restrictions and guidelines, applicable to managed portfolios, are accurately set-up in the Portfolio Compliance Monitoring system.

- Evaluate investment restrictions for compliance testing and provide expert level guidance.

- Contribute to building a high performing team by managing a direct report as well as coaching other team members.

Profile :

- 10 - 12 years' experience in working in the financial industry (preferably buy side) and of investment products

- Strong knowledge and experience in portfolio compliance monitoring and rule coding using Charles River (or similar) systems.

- Strong understanding of Investment Compliance and related processes, including regulatory principles related to market misconduct and conflict of interest.

- Excellent inter-personal, communication and presentation skills.

Job Offer :

This role is expected to bring strong governance, process improvement and management oversight to deliver globally consistent and best in class compliance support.

To apply online please click the 'Apply' button below. For a confidential discussion about this role please contact Shaivya Sharma on +91 124 452 5470

Contact - Shaivya Sharma - +91 124 452 5470

The Apply Button will redirect you to website. Please apply there as well.