Posted By
Posted in
Banking & Finance
Job Code
882552
Senior Manager - Corporate Investigation
Role :
- Lead, conduct, and oversee corporate compliance (Conduct Counts or CC) investigations arising out of alleged misconduct raised through Company's various CoBE reporting channels.
- Reporting to Global Lead Corporate Investigation will work with senior company leadership to assess and address significant legal risks associated with such reports and investigations.
Key Responsibilities :
- Actively assist and/or conduct investigations of CC and personnel-related allegations of misconduct registered various reporting channels
- Oversee and conduct legally privileged investigations (at the direction of an attorney)
- Provide advice to organizational & HR leadership concerning risk and appropriate remedial measures related to CC allegations
- Collaborate with internal and external resources assembled to address and resolve allegations of misconduct or allegations of other improper processes/practices.
- Oversee, counsel, guide, train and support attorneys and other investigative personnel assembled to conduct CC-related investigations
- Work with regional Corporate Investigators, Geographic Legal and HR Leads, Global leads of internal functions, and other Global leadership on investigations
- Stay abreast of legal developments affecting investigations, rights of reporting individuals, rights of accused, and compliance-related standards
- Promptly identify and escalate CC matters to Regional Leads for oversight
- Develop internal guidelines on CC-investigation related issues
Candidate Profile :
- Strong interpersonal skills, confidence and capability in addressing sensitive and complicated ethical conduct/compliance and personnel-related matters
- Experience and demonstrated capability in conducting and supervising investigations and in drafting confidential reports and advising senior leadership on such risks
- In-depth knowledge of local ethical/ conduct/ compliance-related risks, employee rights and obligations, and related laws
- Extensive experience in employee relations and workplace investigations
- Team oriented, yet able to work independently
- Experienced to work in a multi-national and culturally diverse environment
- Ability to present careful, balanced, objective, lawful and well-reasoned solutions
- Responsive and follows through on commitments
- Strong time management, prioritization, and organizational skills
- Excellent oral and written communications
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Posted By
Posted in
Banking & Finance
Job Code
882552
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