Senior Manager/Chief Manager - Future & Options Operations - Investment Banking

Sr. Manager/ Chief Manager F&O Operations

Responsibilities :

KYC & On-boarding Process :

- Regulatory registration & reporting

- Margin movements and limits monitoring, trade enrichments

- Merge, allocation and confirmation

- Manual trade bookings and amendments

- Market controls and reconciliations

- Market reporting

- Pre-matching

- Futures & Options settlements

- Trade fail handling

- Statements and exceptional handling

- Compliance and regulatory changes

- Process and system management

- MIS reporting Daily, Monthly, adhoc etc.

- DVP trades ; depository receipts / payments, Funds receipts and payments

- Placement deals matching & settlement

Key Responsibility Areas :

- Assist in Futures & Options clearing operations

- Assist in Equity Trade support roles to Clients, Trading, Sales, business desk and Operations desk at various regions

- Process trade booking, confirmations to Clients and Custodians etc., timely with more accuracy

- BSE 6a7a and NSE OTR reporting

- STP reporting to Custodians and domestic clients

- Omgeo/CTM trade confirmations

- Maintain and report list of regulatory limit stocks for Clients

- Comply all regulatory and internal control related processes

- Check exchange/regulatory circulars on daily basis and highlight.

- Assist for risk Management monitoring and reporting which include client and dealer limits etc.

- Identify/track all new listing of exchange stocks and initiate update request

- To assist in performing EOD Reconciliations for trade confirmations details reported to Clients, Custodian and the Stock Exchange.

- To assist in EOD reconciliations of Market Vs Client and highlight breaks for necessary actions

- Assist in Exchange and Custodian interaction

- Static data maintenance for booking accounts and stock

- Commission deviations reconciliations and reporting and approvals

- Assist on Trade enrichments, booking and confirmation BAU processes

- Interaction with retail team, System vendor, Handling Dealing team etc.