Senior Manager/AVP - Compliance Testing - Bank

Hiring Alert for Leading Private Bank!

Role : Compliance Testing

Designation : Senior Manager/ AVP

Location : Mumbai

Experience : 3+ Years

Candidates from BFSI sector can apply

Responsibilities :

- The incumbent would be primarily responsible for conducting Compliance reviews of Bank's functions and new products to give reasonable assurance to the Management regarding compliance with regulatory norms.

- Preparation of Compliance Review plan to be put up to the Board.

- Preparation and updating of Compliance review checklists in line with the regulatory guidelines/ internal policies.

- Managing the Compliance Review team to ensure that the compliance reviews are completed as per the Compliance review plan.

- Preparation of Draft Compliance Review report and discuss the same with the relevant stakeholders.

- Obtain the responses from the stakeholders and preparation of Final Compliance Review Report.

- Ensure proper documentation and working papers are maintained for all the compliance reviews conducted.

- In depth knowledge of the regulatory environment for the banks in India particularly RBI.

- Good research capabilities and intelligent interpretation of regulatory guidelines.

- Good knowledge of all the elements (commercial, operational) of banking areas like Trade, Remittances, Treasury, Loans & Advances e.t.c.