Senior Manager/AVP - Compliance Auditor - BFSI

- Basic understanding of the Banking/Financial operations Preferably Investing Banking Operations, Trade Services, Securities Business.

- Basic understanding of accounting activities related to consolidation, group reporting, IFRS, trading books of accounts

- Basic understanding of the applicable banking regulations

- Basic understanding on the Anti Money Laundering (AML) related activities such as Transactions Filtering, Client Screening, Transaction Monitoring, Sanctions List & Rules Management, FATF, Counter Terrorism Financing, etc.

- Basic understanding on the Compliance function in Banking Industry and Know Your Customer (KYC) processes

Responsibilities + Duties :

- Work autonomously to deliver a suite of planned audits, including preparation of audit scope coverage and work papers, and managing the completion of the audit within the given time frame.

- Represent the Global Internal Audit department within the India office by developing key stakeholder relationships and taking responsibility for local Board liaison.

- Work with global audit teams to deliver audit plans by effectively utilizing the time onshore and offshore locations.

- Aptitude for learning new company products and their related support functions.

- Gain exposure to a number of different financial services business channels and jurisdictions, working with the regional Audit teams to execute and/or lead global assignments as required.

- Prepare audit reports and liaise with department heads to agree areas in need of improvement and assist in the development of a management action plan.

- Responsible for follow-up of audit recommendations.

WOW Factor of this JOB :

- Being the integral part of a global audit team, this role provides tremendous exposure to the different business functions and opportunity to interact with senior management within the company Group.

Basic Preference :

- Looking for candidate who has strong experience into AML/KYC Audit & Compliance designated as Manager or Senior Manager with 8+ years of experience.