Senior Manager/Assistant Vice President - Compliance - Financial Services

AVP-Compliance (Financial Services)

- Liaising with various regulatory and government bodies for approval updates and ad hoc requests/query

- Dealing with queries raised by RBI or any other statutory bodies

- Highlight alleged violations of RBI laws, rules, and regulations applicable to NBFCs and recommend procedures for corrective action.

- Liaise and build relations with the Registrar of Companies, Reserve Bank of India Depositories, and other statutory authorities; Periodically provide returns/forms required by them.

- To provide advice to management on good governance practices and compliance of Corporate Governance norms as prescribed under various Corporate and Other Business Laws and regulations and guidelines

- Preparing and providing Compliance report on a regular basis

- Drafting and review of all policies and agreements as per applicable compliance framework

- Conducting internal compliance review and monitoring activities, including periodic review of Department.

- Obtaining data from various departments, review of the same before submission to RBI during inspection.

- Assist in advising management of the legal, regulatory implication of proposed new initiatives of the Company.