Senior Associate - Secretarial & Compliance - BFSI

About the client:

- Company Name: Northern Arc

- Headquarter Location: Chennai

- Founding Year: 2008

- No of Employees: 51-200

Position Title : Senior Associate - Secretarial and Compliance

Reporting To : Company Secretary & Compliance Officer

Team : Secretarial and Compliance

Location : Mumbai

Key responsibilities :

- Assisting in compliances as per Companies Act, 2013, SEBI AIF and PMS regulations and any other regulations as may be applicable to alternative investment funds / PMS division and its investment manager/sponsor from time to time.

- Assisting in conducting of Board, general and other committee meetings.

- Drafting of minutes of Board, general and other committee meetings and follow up actions thereof (maker role).

- Ability to assess, review and develop framework, processes and policies.

- Familiar with filings required under SEBI AIF Regulations, Companies Act, 2013, FEMA etc. and handling the website of SEBI Intermediary Portal, RBI-FIRMS Portal and the Ministry of Corporate Affairs etc.

- Maintenance and updating statutory registers and other records.

- Assist in doing research under SEBI AIF Regulations, Companies Act, FEMA, regulations related to investment in AIF through various sectors/industry, various jurisdictions and further investment by AIF etc.

- Should keep abreast with the latest regulatory changes/ requirements and adhere to such requirements.

- Any other secretarial and operational support to the Company's existing structure.

Desired Skills :

- Be a qualified member of the Institute of Company Secretaries of India (ICSI) with 3years' experience.

- Possess relevant compliance experience preferably in either asset management or AIF sector.

- Possess good oral and written communication skills.

- Should be a team-player and at the same time should be able to handle the given tasks independently.

- Possess good inter-personal skills and maintain cordial relationships with internal and external stakeholders.