Job Views:  
93
Applications:  12
Recruiter Actions:  0

Job Code

1347092

Senior Analyst - Regulatory Reporting Operations

8 - 12 Years.Mumbai
Posted 11 months ago
Posted 11 months ago

Senior Analyst - Operations (Regulatory Reporting)


Our client is an award-winning software solutions company. We believe finance matters to our society as much as energy to life and fueling financial transformation is vital for development and leadership.


Job Description:


- Regulatory Operations ensures submissions to major regulators are timeous, complete, and accurate for regulations such as MiFID II Transaction Reporting, EMIR, SFTR & Dodd Frank.


- The team operates in a faced paced dynamic environment and the process involves integrated multiple systems and host of controls, all with the backdrop of an incredibly complex regulatory framework.


- The team interfaces with both internal and external stakeholders to ensure that Client can understand and meet the on-going regulatory requirements.


EXPERTISE AND QUALIFICATIONS:


Skills & Experience Required:


- Candidate worked on regulatory services like Form - PF, CPO-PQR, AIFMD and TIC SLT


- Prepare workings of all questions of Form PF and AIFMD and deliver it to client on timely manner.


- Good understanding of post-2008 global financial regulation (Dodd-Frank, MiFID II, CFTC, and EMIR).


- Strong senior Stakeholder management skills.


- Excellent verbal and written communication skills.


- Sound administration, organizational and prioritization skills.


- Ability to communicate regulatory changes and the impact of these briefly and effectively.


- Ability to multi-task effectively and to work on own initiative with minimum supervision.


- Ability to work under pressure to tight timelines, and ability to use own judgment and be proactive.


- Ability to think independently and challenge and escalate where necessary.


- People management and development.


- Effective team player with well-developed interpersonal skills.


- Enthusiastic, with the ability to be assertive.


- Good awareness of confidentiality.


- Organized and detail oriented, flexibility to be productive and comfortable in a few different situations and environments.


- Biennial attestation of E-broker platforms, including a questionnaire-based outreach exercise. The attestation covers product coverage, platform functionality and details of all relevant controls.


- Institutionalize the information and knowledge on electronic platforms (targeting the use of a database) and ensure auditability and business continuity.

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Job Views:  
93
Applications:  12
Recruiter Actions:  0

Job Code

1347092

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