1. Capital Market Exposure (Current or Prior any will do)
2. Regulations (Dodd frank, Volcker, MIFID, EMIR, FCA, basically Financial Markets's regulations what we need here)
3. Control Testing
- 2+ years of work experience
- Background in Banking, risk management and / or internal audit; Audit, Risk or Compliance professional designation preferred
- Ability to understand and identify key risks and controls that require testing within processes
- Analytical and review skills with the ability to draw the correct conclusions from reviews
- Time management and organization skills with the ability to prioritize and multi-task
- Understand and ensure compliance with all relevant internal and external rules, regulations and procedures that apply to the conduct of the business/function
- Excellent written & oral communication and presentation skills including the ability to deliver clear and accurate messages to management
- Ability to operate autonomously, as well as be an effective member of a broader team
- Complex problem resolution
- Sound judgment, keen sense of urgency and initiative
- Expert in all Microsoft Office applications.
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