Posted By
Posted in
Banking & Finance
Job Code
1288487
Brief about the role-
- Manage end-to-end operations involved in processing of the applications as well as maintain detailed records of the transactions of investors in compliance with applicable regulations
- Monitoring unclear purchases and pending transactions report.
- Supervised resolution of queries/complaints received from investors/distributors/internal stakeholders and across branches as well as ensure closure of complaints received from investors/ SEBI and the other stakeholders within the agreed TAT
- Ensure daily reports such as DTR, High Value Transaction Redemption or switch, Distributor AUM, Call Center Report, Branch AUM report are shared with the respective recipients.
- Follow ups to be taken for NCT pending as per second and third level escalation and DC reject cases.
- Actively involvement in NFO Process includes designing forms; activating online platforms for fresh purchase and communication to the investors/ brokers.
- Liaison with CDSL/NSDL for listing new and roll-over schemes on the BSE/ NSE platform.
- Working on reports which needs to be shared with compliance to report it to SEBI/ AMFI/ FIU
- Working on CKYC projects which includes uploading, preparing txt files, generating response files, etc.
- Client servicing for portfolio management services.
- Monitoring Sales, Institution and RTA operations mailbox.
- Co-ordination for resolution of all type of queries at escalation level
- Manage, control and monitor end-to-end RTA processes while ensure processing of documents in line with industry standards while simultaneously improving internal controls to suit the business specific requirements
- Creation of systems and SOPs for entire operations to reduce TAT and increase productivity
- Interacting with fund houses, understanding and documenting requirements
Desired Skills-
- Ability to lead and independently manage the operational and compliance set-up in relation to RTA and/or STA services.
- Good technical, operational and compliance knowledge pertaining to the functioning of RTA and/or STA.
- Possess a highly solution oriented and business focused approach and always play an enabling role for growth of business.
- Ability to understand business requirements and how this would translate to requirements from the legal team.
- Be as ambitious as we are, and hence willing to travel, go out of her / his way to build at the highest quality, to meet goals and deadlines.
- Posses acumen to understand the commercial, operational and structural aspects of products and services, to effectively implement such learning.
- Reliability for timely and effective completion of work allocated.
Work Environment Details
- We will provide you an opportunity to play a formative role in an ambitious RTA services.
- A journey that would challenging as well as provide high growth basis performance
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Posted By
Posted in
Banking & Finance
Job Code
1288487
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