Risk Manager - Retail Risk & Capital Markets

Job Description:

- Leading the team of Broking Risk Management at Corporate Office.

- Develop policy framework, processes & systems for effective risk management of the retail equity broking business.

- Development of score cards, metrics & dashboards to understand portfolio behavior.

- Responsible for Scrip Profiling, Client Profiling, Periodic Flushing.

- Monitoring and optimizing Margin utilization.

- Responsible for tracking, monitoring & analyzing portfolio.

- Regular reporting of MIS to senior management like aging reports, debit reports and NLV reports.

- Supervising and mentoring the risk team to ensure efficient implementation of processes.

- Liasing with the software vendor for changes/enhancements in the risk management system.

- Liasing with the business for understanding the business requirements & recommending changes in policies and processes to support the business.

- Resolving all audit-related queries for the department

Specialized job competencies:

- Ensuring all compliance requirements from the risk perspective like temporary funding, dealer codes etc, are reported to the exchange.

- Ensuring compliance requirements from a risk perspective.

- Scrip Profiling, Client Profiling, Margin Monitoring & Flushing.

Job Requirement:

- Graduate / Post Graduate with relevant experience in Risk Management from Broking Companies.

- Practical knowledge of capital markets.

- Knowledge about the overall industry & future potential & trends.

- Understanding of various products & market segments.

- In-depth understanding of the role of risk as a function in capital markets