Risk Management - Tech Audit - Inv Bank

A Leading US based investment bank is looking for candidates with 4-8 years of experience in risk management - technology audit manager to cover applications and system infrastructure supporting the Firm Risk Management business, working closely with the audit teams in other locations.

The role involves understanding, analyzing and testing technology controls that support the Risk Management processes, including controls over data accuracy, completeness and processing, systems development, change management, application security and entitlements, production management and technology governance.

PRIMARY RESPONSIBILITIES:

- Works closely with the audit teams in New York and London.

- Assesses inherent business risks and performs risk assessments at the audit entity and process level.

- Prepares audit planning documentation, conducts walk through's, and assesses the internal control environment through control and substantive testing.

- Evaluates the adequacy and the effectiveness of key controls and potential business concerns by analyzing available documentation and asking insightful questions to identify root causes and draw the appropriate conclusions.

- Documents the results of work performed in the Department's automated work paper system according to Departmental methodologies and documentation standards.

- Develops and documents audit findings in a clear and concise manner, discusses potential findings with Internal Audit Senior Management and secures formal management responses to audit recommendations for inclusion in the Audit Report.

- Arranges follow-up meetings concerning open audit actions with line management.

QUALIFICATIONS:

- Bachelors Degree (Computer Science or IT related preferred)

- CISA, CISSP or CPA certification (preferred, though not required)

- Five to seven years IT Audit experience with a Financial Services Firm, Brokerage Firm or a Public Accounting Firm with emphasis on the Financial Services Industry