Risk Management Role - Financial Services Firm

Our Client is a well known Financial Services firm headquartered in Mumbai.

Job Role : Risk Management

Job Location : Mumbai/Thane

Job Responsibility :

- Monitoring risk management guidelines and risk appetite framework for schemes;

- Ensure daily management of risk and necessary reporting relating to Investment risk of all scheme(s) such as market Risk, liquidity Risk, credit risk etc.

- Review and provide recommendations for changes to the Investment and other policies related to Investments function

- Ensure investment policies are aligned to the investment objectives as documented in the Scheme Information Document ("SID")

- Updation / modification in the equity or debt investment universe

- Updation in internal investment limits;

- Provide relevant information to CRO regarding the risk reports

- Quantitative risk analysis

- Review portfolio concentration and take necessary actions to make adjustments to the portfolios

- Monitoring risk appetite within the potential risk class of the respective schemes

- Assessment of the governance risk of the issuer

- Assessing and monitoring risks of investing in multiple markets

- Maintenance of all relevant documents and disclosures with regard to the debt and money market instruments before finalizing the deal

- Activities performed by fund managers with respect to risks identification, risk management, reporting and corrective actions.

- Review and approve the changes to the risk appetite within the potential risk class of the respective schemes

- Exceptions / breaches to the Investment limits and identify and implement corrective actions.

- Ensure adequate due diligence are conducted and documented during inter-scheme transfers

- Monitor exceptions identified on review of the regular risk management activities

- Ensure that fund managers and dealers comply with Code of Conduct

- Report the key risk identified and corrective actions taken