Risk & Audit Head - NBFC

Job Description:

- Maintain High standard of process and quality in all branches

- Prepare of audit reports with detailed findings & practical recommendations to strengthen the overall process control of the company.

- Pre-Audit of all files to ensure that they are complying with the internal policies and processes of the organization

- Compliance with KYC regulations and Risk categorization of company as per internal KYC and risk policy adherence

- Responsible to give process, product, and system training in his/ her designated areas

- Effective resolution to issues related to Process / Product / Lending system.

- Review and analysis the service provider management, support, and operations

- Review the monitoring by credit team's performance and feedback process.

- Review all MISs, analysis branch audit reports and share with branches as well as their department head.

- Should be Technically savvy and can automate systems and process.

- Presenting the Critical issues and Analysis as and when required to management or concern department on Audit findings and taking the clarifications.

- Responsible to find out loophole in the process and make control check points

- Continual trend analysis of portfolio / originations to improve the process / policy.

- Leading the quarterly File Audit.

- Selection and approval of Sample size for File Audit.

- Audit execution on set parameters including system

- Publishing the Final Reports & presentation to Management.

- Responsible for planning & execution of approved audit plan & to ensure that audit appropriately address process related risk or concern.

Job Specification:

- Should have 12 to 20 years of experience in NBFC and MFI.

- Qualification required Post Graduation/ Graduation

- Good verbal & written skills

- Should have the drive to build & lead the team