Renaissance Investment - Senior Manager - Compliance - Portfolio Management Services

Roles & Responsiblites:

- SEBI Compliances w.r.t Portfolio Management Services Regulations

- SEBI Compliances w.r.t Alternative Investment Fund-Cat III

- SEBI Compliances w.r.t Registered Investment Adviser Regulations

- Assisted in Preparation of Application of Mutual Funds

- Obtaining ARN and EUIN for Mutual Fund Distributors

- Liasoning with Out-Side India Administrators and Custody for registration and winding up of Category- II FPI Fund

- Compliance w.r.t SEBI Insider Trading Regulations vetting of various agreements

- Handling ROC Compliances

- Handling setting up of Investment Advisory Business