Roles & Responsiblites:
- SEBI Compliances w.r.t Portfolio Management Services Regulations
- SEBI Compliances w.r.t Alternative Investment Fund-Cat III
- SEBI Compliances w.r.t Registered Investment Adviser Regulations
- Assisted in Preparation of Application of Mutual Funds
- Obtaining ARN and EUIN for Mutual Fund Distributors
- Liasoning with Out-Side India Administrators and Custody for registration and winding up of Category- II FPI Fund
- Compliance w.r.t SEBI Insider Trading Regulations vetting of various agreements
- Handling ROC Compliances
- Handling setting up of Investment Advisory Business
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