Posted By
Posted in
Banking & Finance
Job Code
1469754
Operations Manager - Financial Controller
Qualifications: CA, CS are a must
Responsibilities:
Operations:
- Lead responsibility for all entities (manager/sponsor) and funds; ensure finance, operations, audit, and compliance functions are running smoothly
- Build and develop relationships with service providers including custodian, RTA, trustee, auditor, lawyers, compliance, etc
- Represent the firm, negotiate with counterparties, oversee operations and hold service providers accountable
- Oversee and manage internal and external operational and compliance resources
Compliance Controls:
- Maintain responsibility for audit, regulatory and compliance responsibilities across all fund entities
- Coordinate with external resources such as administrators, compliance services, legal counsel, etc
- Ensure secretarial compliances like preparation of minutes, resolutions, etc; maintain physical and digital archives of all relevant documents
- Monitor fund performance and compute key fund KPIs; track prices and news of portfolio and target companies
- Monitor internal compliance including personal trading, leave of absence, expense policies
Finance Controls:
- Lead the firm's periodic closing and reporting procedures; coordinate with external auditors and tax accountants to maintain books of accounts; manage routine filing and reporting, including SEBI, RBI, GST, income tax, ROC, transfer pricing, and any others
- Manage internal financial systems including payroll, expenses, vendor payments; monitor expenses and cut costs periodically
- Manage working capital needs, budgeting, internal MIS; maintain healthy cash balances, and ensure optimum utilization of funds
Investment:
- Oversee investor on-boarding and KYC activities; PMLA compliance/filings, etc
- Drive investor communication and reporting
- Be involved in building and managing relationships with prospective investors; be able to respond to broad investor queries on strategic matters
- If required, assist investment team in closing deals and manage banking and custodial processes
- Assist in tax planning/management at the fund level
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Posted By
Posted in
Banking & Finance
Job Code
1469754