Operational Risk Manager - Mutual Funds

Job Description :

- Operational Risk Management covering Enterprise Top Risks Evaluation and Tracking, Third Party Risk Management, Service Provider Governance and Due Diligence, Privacy risk assessments, Model Risk Management.

- Risk Inventorisation, Risk Controls Self Assessment, Risk Incidents Reporting, monitoring and tracking of actionable.

- Walk through of business-critical processes with process owners to identify opportunities for automation or strengthen oversight controls aligned to expected outcomes.

- Audit Coordination across the enterprise with key stakeholders covering Statutory Audits, Internal Audits, Systems & Cyber Security Audits, Sponsor audits, other special purpose audits.

- The role would entail close coordination with the auditors and the internal stakeholders for audit planning, execution and timely audit completion including taking the auditors through the organizational control framework.

- Insurance - Assets, D&O Liability, Errors and Omissions, Third Party liabilities, Service Provider failures.- Convening Risk Management Committee Meetings and addressing senior management and Boards on matters pertaining to risk.

- Custody and compliance attestation for all policies across the enterprise.

- Supporting Investment Risk management with involvement in end-to-end preparation for investment committee meetings for AMC and PMS businesses.

- The role is expected to work closely with the Compliance Officer and the COO as the 2nd line of defense against various forms of risks to the business (regulatory, reputational, financial, customer impact, etc.)