Motilal Oswal - Compliance/Legal & Secretarial Role

- Marketing material review/ approvals

- Scheme information document preparations

- Investment limit review/ approvals

- Anti-money laundering review

- Regulatory reports

- Secretarial assistance for board meeting preparation, agenda, minutes and submission of forms under Companies Act

- Legal agreement review

- Creating and Monitoring of investment limits in MILES

- Approval of marketing communication under mutual funds regulations

- Preparation and review of SID/KIM

- Handles the formation and incorporation of companies and matters related therewith Responsible for filing, registering any document including forms, returns and applications by and on behalf of the company

- Coordinate the board/general meetings and follow-up actions thereof

- Manages the Secretarial/Compliance Audit