Morgan Stanley - Risk Management Role - Operations

Description of Role:

- Risk review of Sales & Trading exception reports on daily basis, identify issues and raise these to business teams for appropriate action.

- Trend analysis of the issues identified during trade surveillance and suggesting remedial actions.

- Participate in projects related to new initiatives, report enhancements etc. and independently driving these initiatives.

- Developing business requirements documents and procedures for strategic initiatives.

- Review employee requests for access to Morgan Stanley accounts, equity applications and Morgan Stanley buildings / floors.

- Work with Information Security on outstanding entitlement revocations.

- Review of electronic communications and escalating instances where these are not in line with internal policies.

- Drafting operational and supervisory procedures and maintaining them current from time to time.

- Establish relationships and work closely with Sales & Trading Risk Management, trading IT group, Operations and Compliance.

- Engaging the global RCG team to focus on and deliver increased automation and standardization across applicable processes.

Skills and Experience: 

- Master's in Business Management or Post Graduate Diploma in Business Management Finance, Banking

- Ability to work independently

- Exceptional organizational skills and high degree of attention to detail

- Background in Compliance, Risk Management, Trade Surveillance or Operations

- Knowledge of Equities markets, understanding of applicable regulatory rules and regulations

- Excellent oral and written communication skills

- An understanding of and strong focus on the mechanics of a control environment, including escalation and risk related issues

- Proficiency in MS Office and related applications (Word, Excel, PowerPoint)