MobiKwik - Senior Manager/Associate Director - Regulatory & Compliance

1. Deep knowledge and implementation of RBI, IRDA, SEBI regulations and associated compliances for PPI, NBFC, Corporate agency, Investment advisory and distributorship.

2. Understanding of market practice for fintech landscape under the regulatory regime

3. Liasoning with the regulators and gathering industry knowledge on implementation of new regulations.

4. Preparing fresh applications for future licenses or renewals whenever required.

5. Making department wise compliance checklists and cascading and take stock of implementation of compliances on a regular basis.

6. Knowledge of KYC and AML guidelines and rules for PPI, PA,NBFCs etc. Making AML policies and evolving checks pertaining to the same.

7.Compliance clearance for new product / new business line / new licenses / new funds / schemes including handling issues related to actual or potential conflict of interest

8. Clearance of responses to regulatory observations/investigations, etc.

9. Cascading new regulations to the business regularly and an analysis of the industry practices.

10. Represent the Company in various industry bodies like PCI etc to gather the industry view and communicate Company's view point.

11. Regular auditing of the fund flows and product compliances from a regulatory standpoint.